1·The relationship between securities agency and investor is the most commonly seen relationship in this kind of transaction.
英美法系国家普遍认为是代理关系，大陆法系国家则主张把这种经纪关系界定为行纪关系。
2·The securities agency, s credit is in favor of solving dissymmetry between investor and company or securities agency, and reducing the exchanging cost.
证券中介信用有利于解决投资者与上市公司、证券中介之间的信息不对称性； 有利于降低交易成本。
3·Share prices in American and European Banks also came under pressure after the Federal Housing Finance Agency filed lawsuits for the alleged mis-selling of mortgage-backed securities.
联邦住房金融署以所谓的不当销售抵押证券对美国和欧洲银行提起诉讼，欧美银行的股价也受到了冲击。
4·Even more damning is their conclusion that assets that generated greater proceeds for the ratings agency were rated more leniently than less lucrative securities.
更为致命的结论是：为评级机构带来更多收益的资产所获评级比那些无利可图的证券更为有利。
5·Article 23. The following shall be included in the underwriting or sole agency agreement signed between a securities company and a stock issuer.
第二十三条证券公司承销证券，应当同发行人签订代销或者包销协议，载明下列事项。
6·Also, a Conduct of Business Regulator would be responsible for investor protection. This agency would perform many duties currently done by the Securities and Exchange Commission.
另外，业务规范监管局将负责投资人的保护，并且将履行目前由美国证券交易委员会(SEC)履行的许多职能。
7·The duration, including the commencement date and deadline of the securities underwriting on the commission and sole agency methods;
代销、包销的期限及起止日期；
8·Provide access to China's securities and real estate markets, as well as a variety of consulting and agency services.
介绍进入中国证券市场、房地产市场，以及各种咨询服务于代理服务行业的有关途径。
9·Securities commission agency, brokerage, agency, and other relevant businesses approved by the Competent Authority.
三有价证券买卖之行纪、居间、代理及其他经主管机关核准之相关业务。
10·According to the regulations, the maximum duration of the securities "sales agency and underwriting period shall be 90 days."
根据规定，证券的代销、包销期限最长不得超过90日。